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Using hidden Markov models to investigate Gquadruplex motifs in genomic sequences
BMC Genomics volume 15, Article number: S15 (2014)
Abstract
Background
Gquadruplexes are fourstranded structures formed in guaninerich nucleotide sequences. Several functional roles of DNA Gquadruplexes have so far been investigated, where their putative functional roles during DNA replication and transcription have been suggested. A necessary condition for Gquadruplex formation is the presence of four regions of tandem guanines called Gruns and three nucleotide subsequences called loops that connect Gruns. A simple computational way to detect potential Gquadruplex regions in a given genomic sequence is pattern matching with regular expression. Although many putative Gquadruplex motifs can be found in most genomes by the regular expressionbased approach, the majority of these sequences are unlikely to form Gquadruplexes because they are unstable as compared with canonical double helix structures.
Results
Here we present elaborate computational models for representing DNA Gquadruplex motifs using hidden Markov models (HMMs). Use of HMMs enables us to evaluate Gquadruplex motifs quantitatively by a probabilistic measure. In addition, the parameters of HMMs can be trained by using experimentally verified data. Computational experiments in discriminating between positive and negative Gquadruplex sequences as well as reducing putative Gquadruplexes in the human genome were carried out, indicating that HMMbased models can discern bona fide Gquadruplex structures well and one of them has the possibility of reducing false positive Gquadruplexes predicted by existing regular expressionbased methods. Furthermore, our results show that one of our models can be specialized to detect Gquadruplex sequences whose functional roles are expected to be involved in DNA transcription.
Conclusions
The HMMbased method along with the conventional pattern matching approach can contribute to reducing costly and laborious wetlab experiments to perform functional analysis on a given set of potential Gquadruplexes of interest. The C++ and Perl programs are available at http://tcs.cira.kyotou.ac.jp/~ykato/program/g4hmm/.
Background
Deoxyribonucleic acids (DNAs) are macromolecules that hold genetic information in almost all of the organisms. The bulk of existing DNA molecules is assumed to form a righthanded double helical structure called BDNA [1], where each constituent bases A and C selectively bind to bases T and G, respectively, between two strands arranged in the antiparallel way. In contrast, several in vitro experiments reveal the existence of nonBDNA structures caused by particular sequence motifs and DNAprotein interactions. Well investigated examples include Gquadruplex (G4), ZDNA, cruciform and triplex. Recent advances in providing in vitro evidence of these specific structures develop the hypothesis that these structures are considered to have some functional roles in living cells [2].
A G4 structure is one of the topological conformations that DNAs can adopt, where Gquartets, hydrogenbonded square planar substructures between four guanines (Gs), are stacked onto each other (see Figure 1). At the sequence level, a G4 sequence can be represented by four regions of consecutive Gs that form Gquartets, called Gruns, and three regions of nucleotide subsequences that connect Gruns, called loops, which can have varying length including lack of loop [3]. Note that consecutive Gs may stretch over Grun and loop regions, making the problem of predicting Grun regions somewhat complex. Loops are known to play an important role in stability of G4 structures [4]. In addition, it is pointed out that the loop length affects therapeutic selectivity to target a G4 instead of the topology of the G4 structure [5]. G4 structures are also stabilized by monovalent cations, especially K^{+}, located in the central cavities in the stack.
Eukyariotic telomeric sequences include Grich regions and they can form G4 structures in vitro. However, the question of how many such Grich regions can actually form G4 structures in vivo has not been resolved. The potential to form G4 structures in telomeric sequences in vivo can be shown by in vitro DNA binding experiments with those sequences [2]. For example, telomere endbinding proteins in ciliates can control the formation of G4 DNA structures at telomeres [6]. Interestingly, however, a recent study suggests that endogenous G4 structures in human cells are present largely outside the telomeres [7]. Another work reports that protruding nucleotides in human telomeric sequences destabilize the G4 structure and overhanging sequences influence the folding of the quadruplex [8]. Other examples of Grich regions in genomes are transcriptional start sites, mitotic and meiotic double strand break sites. Although G4 structures have stability with higher temperature than that of canonical double helix structures, many functional regions in genomic sequences have not a few Grich motifs [2], motivating us to investigate further the functional roles of G4 structures.
Since little is known about the functions of G4 structures and genomescale wetlab experiments with nuclear magnetic resonance (NMR) spectroscopy for structural analysis [9] are not feasible, several computational efforts have been made on identifying the locations of potential G4 sequences in genomic DNAs and inferring their functions by comparative sequence analysis using related genes with known functions [10, 11]. In principle, G4 motifs can be represented by a regular expression G^{+}N ^{∗}G^{+}N^{∗}G^{+}N^{∗}G^{+}, where 'N' shows an arbitrary base including G, '+' denotes at least one repeat of the preceding symbol and '∗' means at least zero repeats. Due to this simple pattern of G4 motifs, several in silico methods have been proposed to detect G4 sequences in genomes using pattern matching with regular expression [12–16]. Moreover, regular expressionbased methods that incorporate a simple scoring scheme are proposed [17–19]. Another computational study focuses on thermodynamic stability of G4 structures using Gaussian process regression [20]. Although the pattern matching approaches can detect many G4 motifs in genomic sequences quite fast, it is pointed out that the majority of these motifs may be false positive G4 sequences [21, 22].
In this contribution, we present more elaborate computational models than regular expression to represent G4 motifs, employing hidden Markov models (HMMs). HMMs are so flexible in modeling linear dependence that they are widely used in bioinformatics including protein secondary structure prediction [23, 24] and sequence motif search [25]. To model G4 motifs, we provide four HMMbased models from the viewpoint of the number of hidden states that describe Gruns and loops, and compare with each other in three computational experiments. The first preliminary experiment in predicting Grun regions in a set of 100 real G4 sequences in the literature [20] indicates that each HMMbased model can represent actual Grun regions well. The subsequent experiment in discriminating real and shuffled G4 sequences by using HMMs shows that the models considering detailed distributions of Grun and loop lengths can outperform the simple probabilistic extension of regular expression. In the third test with statistical analysis in discriminating highly likely G4 structures from putative G4 motifs in the human premRNA sequences [26], the results show that the HMMbased model that can represent elaborate length distribution of Grun regions outperforms the other three models presented in this work. Moreover, the above model can be specialized to detect G4 sequences whose functional roles are expected to be involved in DNA transcription. Finally, this model in conjunction with pattern search is applied to G4 screening in the whole human genome, producing a considerably smaller number of G4 candidates with statistical significance than that of G4 sequences predicted by pattern matching alone.
Here we would like to emphasize the significance of our research findings as follows:

As compared with the regular expressionbased approach, our method can assess G4 motifs quantitatively by a probabilistic measure. Indeed, G4 motifs can be detected first by the "discrete" regular expressionbased method and then may be scored to judge their thermodynamic stability using energy parameters for G4 structures. However, to the best of our knowledge, elaborate energy parameters for G4 structures have not been available so far. Under these circumstances, probabilistic models including HMMs are useful in not only evaluating predictions quantitatively but also training the model parameters from experimentally verified data.

Our results show that HMMbased models are statistically reliable enough to detect a more specified motif among general G4 structures in genomic sequences, narrowing down potential G4 sequences predicted by the existing pattern matching method. This means that the combination of the regular expressionbased approach and our probabilistic method will help reduce expensive and laborious wetlab experiments more than the regular expression method alone will do to exhaustively analyze a given set of G4 motifs of interest. We believe that our research findings can boost understanding of functional roles of G4 structures in genomes, as well as helping to design therapeutic drugs that target specific G4 structures.
Results and discussion
We develop four HMMs to see how well the models can represent real G4 sequences and can reduce false positive G4 sequences from putative ones. To put it simply, the HMMs developed have four sets of hidden states for Gruns linked by three sets of hidden states for loops (see Methods for details of HMMs). In addition, the parameters of HMMs were trained by experimentally verified data in the literature [20].
Predicting Grun regions
Stegle et al. [20] provide a dataset of 260 G4 structures, which were experimentally verified with varying salt concentrations. Note that the corresponding sequences are of the form G^{+}N^{∗}G^{+}N^{∗}G^{+}N^{∗}G^{+} in regular expression. In our test, we used 100 sequences out of 260 because the original dataset contains duplicate sequences with different salt concentrations.
We predicted Grun regions of each sequence in the dataset using the Viterbi algorithm for each HMM. Evaluation measures that we used are TP (true positive), the number of correctly predicted Gs in Gruns, FP (false positive), the number of incorrectly predicted Gs that are not in Gruns, and FN (false negative), the number of correct Gs in Gruns that are not predicted. In addition, the following measures were calculated:
where SEN, PPV and F denote sensitivity, positive predictive value and Fmeasure, respectively.
Results of predicting Grun regions are shown in Table 1 where 10fold cross validation was carried out for training and testing. It should be noted that training was carried out using the BaumWelch algorithm for each HMM. As the table shows, every model achieves high PPV, meaning that few FPs are found in the predictions. The HMMbased model 1 achieves perfect sensitivity, although it produces the most FPs. This tells us that the model 1 considers all consecutive G regions as Gruns. On the other hand, the models 3 and 4 yield few FPs, but the model 3 outputs the most FNs, degrading sensitivity. All things considered, the model 1 seems better to predict Grun regions.
Discriminating G4 sequences
We first investigate the discriminative performance of the four HMMbased models between real and shuffled G4 sequences. More specifically, we first randomly split the set of 100 real G4 sequences in Stegle et al.'s dataset [20] into two sets of 50 positive sequences, where one set is for training and the other is for validation. Next, a set of 50 negative sequences for validation was created by doing trinucleotide shuffling [27] of 50 positive sequences in the validation set. Note that use of trinucleotide shuffling comes from the observation that G4 structures often have at least three consecutive Gs as each Grun to make their structures stable. In total, we have 100 sequences in the validation set where 50 sequences are positive and the other 50 sequences are negative.
Here we elaborate on the evaluation of the full probability P (x  θ) of a sequence x given an HMM with a set θ of parameters, which can be calculated by the forward algorithm. Note that the parameters of each HMM were trained on the training set of 50 G4 real sequences in the training set. Since the full probability values for HMMs are usually small and the naïve log likelihood scores are strongly length dependent, we used the logodds score L(x) relative to a random model R defined by
where q_{ β } is the frequency of a base β ∈ {A, C, G, T } in all training sequences. Finally, we converted the logodds score of the sequence x into the Zscore over all validation sequences calculated by
where \overline{L} and s denote the average and the standard deviation, respectively, of all validation sequences.
With the total number of 100 positive and negative sequences stated above, we computed Zscores for logodds scores of validation sequences in each HMM model, and drew receiver operating characteristic (ROC) curves and calculate area under the ROC curve (AUC) to judge the discriminative power. Figure 2 shows the ROC curves as well as AUC for each HMMbased model, indicating that the models 2, 3 and 4 perform good discrimination, whereas the model 1 yields the worst AUC. This means that the model 1 that can be considered as a simple probabilistic extension of regular expression is not enough to discern real G4 sequences from shuffled ones, and the models that considers detailed distributions of Grun and loop lengths can outperform the regular expressionbased methods.
Reducing potential G4 sequences in database
We next aimed to screen highly likely G4 structures out of putative G4 sequences predicted by pattern matching. To this end, we used GRich Sequence Database version 2.0 (GRSDB2) [26] that contains information on composition and distribution of putative G4 sequences mapped in the eukaryotic premRNA sequences. We should notice that the sequence data stored in this database are computed by the regular expressionbased approach named QGRS Mapper [17, 18]. In this test, we retrieved 12,930 putative nonoverlapping G4 sequences in 50 premRNA genes with RefSeq status validated in the human genome (see Table 2). This time the parameters of each HMM were trained on the full dataset of 100 G4 sequences in Stegle et al.'s dataset.
Figures 36 show the distributions of Zscores of respective HMMbased models. We can see in Figures 3 and 4 that the distribution of Zscores in the model 1 is very similar to that in the model 2. Looking more carefully into the shapes of these distributions, variance of each peak in the model 2 is smaller than that in the model 1. Moreover, the rightmost peak of higher Zscores contains many putative G4 sequences in the model 2. In Figure 5, the frequency of Zscores is roughly said to rise steadily from left to right and there seem to be a few peaks in the model 3. This means that unlike the models 1 and 2, we cannot separate the distribution clearly in the model 3. The distribution in the model 4 shown in Figure 6 has several peaks, indicating that we can separate the distribution into multiple groups.
Let us now evaluate the Zscores statistically. When we cut out Zscores under 1.645 of lowertailed 5% point of the standard normal distribution, the distribution in the model 2 can be perfectly separated into two groups as shown in Figure 4. In contrast, Figures 5 and 6 show that we cannot separate the distributions in the models 3 and 4 perfectly by the significant Zscore threshold. Note that in the model 1 the leftmost peak includes this cutoff and thus the distribution can only be partly separated (see Figure 3). To investigate the difference in the number of G4 candidates that can be reduced by the cutoff between four HMMs, we drew the graph that shows the ratio of putative G4 sequences reduced by the threshold in each gene (see Figure 7). As we can see, the model 2 reduces the most G4 sequences, whereas the model 4 leaves the most. Therefore, we will compare the model 2 with the model 4 below.
Functional analysis of putative G4 sequences
Here we focus on the putative G4 sequences with significant Zscores in the HMMbased models 2 and 4, computing the ratio of the number of G4 sequences in a gene X to the length of that gene, called G4 density for the gene, defined as
where G(X) is the number of G4 sequences in the gene X and X shows the length of X. For the original G4 candidates in the GRSDB2 database and their reduced G4 sequences computed by the HMMbased models 2 and 4 with the cutoff of lowertailed 5% point of the standard normal distribution, we calculated G4 density of each gene and converted it into the Zscore in each case. It should be noted that the Zscores were calculated over all genes in each case. We should also notice that the point here is to make clear which gene can be considered to have significantly many G4 sequences.
Tables 3 and 4 show the results of G4 density in the models 2 and 4, respectively. These results indicate that the model 2 can narrow down the number of genes by one in statistical interpretation as compared with the reference candidates and reductions by the model 4 with the significant Zscore threshold. Looking more carefully into the genes with significantly many G4 sequences computed by the model 2, they are likely to be involved in transcriptional regulation (see Table 5). Therefore, the HMMbased model 2 can be helpful in detecting G4 sequences whose functional roles are related to DNA transcription.
Applying HMM to whole human genome
The third experiment stated above focuses only on premRNA sequences in the human genome, leaving further potential G4 sequences over the whole genome. Thus, we demonstrate here how many potential G4 sequences the regular expressionbased method can detect in the whole human genome and how many our method can reduce.
The human genomic sequence named hg19 was retrieved from the UCSC Genome Browser database [28], where we used 22 regular chromosomes along with X, Y and M chromosomes. In the regular expression G^{+}N^{∗}G^{+}N^{∗}G^{+}N^{∗}G^{+} that we used as prefilter, the length of a Grun is between three and five and that of a loop is between one and seven. This assumption comes from the majority of existing pattern matchingbased methods [11]. After running regular expressionbased search for nonoverlapping G4 motifs on the set of genomic sequences, we attempted reducing the resulting putative G4 sequences by using the HMMbased model 2. More specifically, we calculated Zscores over all putative G4 sequences as in the third experiment, and discriminated the G4 sequences with Zscores by two cutoffs that indicate lowertailed and uppertailed 5% points of the standard normal distribution, respectively. Figure 8 shows the distribution of Zscores in the model 2, whose shape is similar to that of the normal distribution. In Table 6, we can see that the runtime of regular expressionbased search followed by HMM screening is short enough to handle genomic sequences of huge size. Comparing the ratios of reduced G4 sequences using the two cutoffs, discrimination by uppertailed 5% point yields more drastic reductions than that by lowertailed 5% point. Accordingly, the remaining G4 candidates with significantly high Zscores reduced from those detected by pattern matching are expected to be highly likely to form G4 structures in vitro and in vivo.
Discussion
From our experimental results, the following two points on the constitution of HMMs become clear:

Increasing the hidden states for representing Gruns in an HMM can lead to small variance of the probability distribution over input sequences given the model.

Increasing the hidden states for describing loops can make the HMM flexible.
The first point can be explained by Figures 3 and 4, while Figure 5 gives a good account of the second point.
Here we will look closely at Gruns and loops in G4 sequences. Recall that Grun is a region of consecutive Gs involved in Gquartets and loop is a single strand consisting of arbitrary bases that connect Gruns in front and behind. Since the HMMbased model 2 as well as the model 4 is specialized to represent consecutive Gs, each G in Gruns will be strictly discriminated in the model, affecting the sharpness of the probability distribution over the set of input sequences. On the other hand, the model 3 has more hidden states that can represent any base, and thus it can output an arbitrary sequence in a more flexible framework and show multimodal probability distribution. Viewed in this light, we may say that the model 4 has the broader distribution of Zscores due to increase in hidden states for representing loops, and several groups of peaks because of increase in hidden states for describing Gruns (see also Figure 6). Although the different peaks in score distributions may tell us which potential G4 sequence actually forms G4 structure in vitro and/or in vivo, experimental verification in wetlabs is still awaited.
Conclusions
We presented the HMMbased modelings for G4 motifs in anticipation of reducing false positive G4 sequences in genomic DNAs detected by simple pattern matching with regular expression. The discrimination test with the HMMs was indicative of high discriminative power of elaborate models between positive and negative G4 sequences. Our computational experiments with statistical analysis on potential G4 sequences in human genomes make it clear that the HMMbased model that considers detailed distribution of Grun length can discriminate well between G4 sequences that match the model and those that do not. Moreover, another experimental results suggest that the above HMMbased model can be specialized to detect genes whose functional roles are expected to be involved in transcription, which include significantly many G4 sequences. Furthermore, this model in conjunction with use of regular expression can detect a considerably smaller number of G4 candidates in the whole human genome with statistical significance. Therefore, we may reasonably conclude that the HMMbased approach together with the conventional pattern matching method can contribute to reducing costly and laborious wetlab experiments to exhaustively analyze a given set of G4 motifs of interest.
In this work, we proposed the HMMbased models where each Grun has variable length. In contrast, applying HMMs that deal only with a specific fixed length of Gruns to genomic sequences may yield more accurate discrimination of G4 sequences. In addition, change of the training sequences that should be verified experimentally may have a certain effect on prediction results. In this sense, collaboration between in silico, in vitro and in vivo experiments will be even more important to advance functional analysis of G4 structures in genomes of various organisms.
Methods
A G4 sequence comprises alternate Gruns and loops, which can be described as G^{+}N^{∗}G^{+}N^{∗}G^{+}N^{∗}G^{+} in regular expression. In particular, the majority of existing pattern matchingbased methods assume that the length of a Grun is between three and five and that of a loop is between one and seven [11]. To model the G4 motif by HMMs, we focus on which state of Grun and loop each base in a given sequence is decoded into. Advantages of use of HMMs can be summarized as follows:

The most likely state path that corresponds to structural elements in a sequence can be predicted by the Viterbi algorithm.

The probability of a sequence given the parameterized model can be calculated by the forward algorithm.

Optimal probability parameters of the model can be estimated on a set of example sequences by the BaumWelch algorithm.
The four HMMbased models that we present in this work are shown in Figures 912. We first design the model 1 as simple as possible, where at least two Gs are emitted from two hidden states for each Grun and zero or more bases are allowed to emit from each hidden loop state. Then, an extension of the model 1 is considered, where hidden states for emitting G that correspond to each Grun increase to four. Another extension of the model 1 is also developed by increasing hidden states for emitting any bases that correspond to each loop to either three or four in turn. Note that this alternative number for increase in hidden states for loops is based on the training dataset [20]. Finally, we consider the hybrid model of the models 2 and 3 to be the model 4.
The Viterbi algorithm can compute the most probable state path of an HMM for a given sequence in O(m^{2}n) time based on dynamic programming, where m is the number of hidden states in the HMM and n is the sequence length. The forward algorithm and the backward algorithm, which is analogous to the forward algorithm but differs in that a backward recursion starts at the end of a sequence, can compute the probability of a sequence given an HMM by dynamic programming with the same running time of the Viterbi algorithm. Finally, the BaumWelch algorithm can calculate optimal parameters of an HMM given a set of training sequences, where the forward and backward algorithms are repeatedly used until the change in log likelihood of the sequences is less than some threshold. Details of the algorithms can be found in [25].
Declarations
Publication charges were supported by JSPS KAKENHI [#24700296 to YK]
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Acknowledgements
We would like to thank Prof. Shigehiko Kanaya at Nara Institute of Science and Technology for his helpful comments. This work was supported by JSPS KAKENHI [#24700296 to YK].
This article has been published as part of BMC Genomics Volume 15 Supplement 9, 2014: Thirteenth International Conference on Bioinformatics (InCoB2014): Computational Biology. The full contents of the supplement are available online at http://www.biomedcentral.com/bmcgenomics/supplements/15/S9.
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Authors' contributions
MY designed and implemented the HMMs, and carried out all computational experiments. YK conceived the basic part of the work and wrote the manuscript. All authors read and approved the final manuscript.
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Yano, M., Kato, Y. Using hidden Markov models to investigate Gquadruplex motifs in genomic sequences. BMC Genomics 15, S15 (2014). https://doi.org/10.1186/1471216415S9S15
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DOI: https://doi.org/10.1186/1471216415S9S15
Keywords
 Regular Expression
 Hide State
 Viterbi Algorithm
 Forward Algorithm
 Pattern Match Approach